|
ALEŠ VAUPOTIČ
On the problem of historical research in
humanities:
Michel Foucault and Mikhail Bakhtin
SUMMARY
The text examines the questions of
contemporary methodology of humanities, particularly the
shifts connected with the New Historicism. It is a
methodological movement that emerged in the United States in
the eighties within the English Renaissance Literature
Studies, of course, through important European influences,
of which the most interesting ones are the theories of
historiography of Michel Foucault. Our text also considers
the works of Mikhail Bakhtin that were very influential
within the context of the New Historicism, too – if not as
notorious as Foucault’s. What we are interested in are the
essential paradigmatic shifts determining the new
methodology differing from, for instance, Derrida’s
deconstruction or Lacanian psychoanalysis. In the first part
of the text we emphasise the major shift behind the new
historicist methodology, whereas the two following chapters
deal with the relation between Foucault’s and Bakhtin’s
theories. We examine similarities and, more importantly, the
differences. We see that these are two extremely
heterogeneous authors as far as the philosophical and
cultural backgrounds are concerned – Foucault’s works are a
part of western criticism of metaphisics whereas Bakhtin’s
works are a part of eastern-Christian spiritual and
religious heritage. Nevertheless they come together on a
higher level, which is the level of the new historicist
methodology that is founded in the so called theory of
discourse (Foucault and also Bakhtin are among the most
prominent authors). In our text we have shown the main focus
of contemporary humanities, the study of relations among
different socially and historically singular discursive
territories. One can see that the ethical questions are at
the very core of the new historicist methodology.
After the poststructuralist crisis of
historicisms how is it possible for historical research to
be once again predominant in humanities? This paper will
point at the methodological novelties that enable new
approaches to the research in historical data. We will focus
on the most important theoretical work of Michel Foucault
The Archaeology of Knowledge which systematically explicates
the method. Besides analysing Foucault’s archaeology – this
being a model for the analysis of historical data – we will
focus also on pointing out the similarities between the
“metalinguistics” i.e. “Marxist philosophy of language” by
Mikhail Bakhtin and the theory of Foucault. Nevertheless we
must mention also the context of New Historicism, a
methodological movement that emerged in the United States in
late seventies especially in literary criticism and reached
its highest point in late eighties and in nineties. Although
this being a highly heterogeneous theoretical conglomerate,
its core is still dominated by the theories of Michel
Foucault and also, even if not that explicitly, by theories
of Mikhail Bakhtin.
The specificity of the method
(space and time)
What makes the method we are
constructing different from other methods? Let’s get in
medias res! Foucault in one of his interviews said:
The double investment of space, politically-technological
and scientifically-practical, has reduced philosophy to the
field of questions about time. What according to Kant the
philosopher must question is time. Hegel, Bergson,
Heidegger. This coincides with correlative devaluation of
space, which is inscribed to the side of reason, analytical,
dead, fixed, inert. /…/ when I was arguing on problems of
space, they said that it is reactionary to speak so much
about space and that time and “project” are what matters in
life and progress.[i]
Time is the dominant theme of philosophy, whereas space is
only its non-active appendix. In his criticism of
established convictions Foucault relates mainly to the
importance of space (and architecture) in Bentham’s
Panopticon, where space is not a mere mathematical model
that is filled in time with emanations of Geistesgeschichte,
but it alone differentiates the reality. Foucault is
interested in power relations immanent to the space. He
appeals to the “historical-political”[ii] questioning of the
problems of space, but for our concern it is essential that
the space itself implicates its meaningfulness and functions
as an ideological (in Bakhtin’s words, i.e. discursive)
attitude in the world context. For instance, Foucault’s
reference to the “kind” enrichment of the working class
house by division of rooms into separate rooms for girls and
boys would be of course ironic, since here what is at stake
is mainly the subjectivation (subjugation, determination) of
individuals into boys and girls in the context of “cités
ouvrières”.
The space implicates a discursive charge, but however for
comparison with the theories of Bakhtin the ideological
impact of space in a literary case, e.g. the castle in the
so called gothic novel, is even more significant.[iii] The
chronotope – the castle in the gothic novel – is a
discursive unit of space, time and ideology. Thus,
Foucault’s insisting on the priority of space over time
comes even closer to Bakhtin’s studies of chronotope (this
being probably the most important concept in his works). The
word is used by Bakhtin in two different meanings: neutrally
chronotope means the same as speech genre, i.e. the basic
generic unit of his theory, a group of similar utterances.
From this we can conclude that every specific chronotope is
actually an utterance that overcomes its mere linguistic
character as its formal (i.e. non-essential) feature.
However, we will make more out of the second use of the word
chronotope, meaning the quality of chronotopicality that
represents a special quality or value of condensation of
time in space. In the main study on this theme Forms of Time
and Chronotope in the Novel Bakhtin mentions chronotope as a
materialisation of time, whereas chronotopicality occupies
an important place also in the monograph on Dostoevsky
(especially in the rewritten version) Problems of
Dostoevsky’s Poetics where the central chronotopes, which
are very “chronotopical”, are the carnival marketplace and
the door-step. In both cases what Bakhtin is trying to
emphasise is the co-existence of different voices (we could
say discourses) in a single moment and therefore outside of
time.
It is apparent that Bakhtin eliminates the time, which is in
the teleological linearity, annihilating itself in its
monological finality, of no interest to him. Important are
the synchronous relations between different voices as speech
genres or ideologies (i.e. groups of similar utterances).
Let’s look back at Foucault who is proposing something
similar in the horizon of the archaeological method. In the
book The Archaeology of Knowledge the method with the same
name “freezes the history”. From the chronological point of
view the archaeology is interested only in the starting
point, when the so called discursive formation comes to
existence, and the end point, when it disappears. Time
exists only in the raptures, in a sequence of multiplicity
of eternities, which is largely in disagreement with the
traditional homogenous linearity of history.[iv] The
archaeological description is developed on the level of
general history, which means that discourse is not
independent and ideal, enclosed in a homogenous and absolute
history, but it is rather developed on the level “in which
history can give place to definite types of discourse, which
have their own type of historicity, and which are related to
a whole set of various historicities”.[v]
Foucauldian archaeological approach to the historical a
priori constructs a different type of historicity then is,
for instance, the linear successivity of language or the
stream of conciseness; the discourse (from the point of view
of the archaeology) has a different model of historicity.
There are two main issues involved. First, (IV/5/I):[vi] the
apparent synchrony of discursive formations is actually a
temporary suspension of temporal successivity, in order for
the relations that define the temporality of the discoursive
formation itself to appear. This is manifested in such cases
when, for example, something that is archaeologically before
is not necessarily before also from the chronological point
of view. Thereby, archaeology (a) releases “the level of
‘evential’ engagement”, i.e. it releases specific singular
events from the destructive linearity. On the other hand,
(b) the rules of formation of discoursive practice appear on
different levels of generality: they may be in a synchronous
hierarchic relationship or they may implicate the “temporal
vector”. From this point of view, archaeology
cartographically “maps the temporal vectors of derivation”.
Second (IV/5/II): the aim Foucault approaches by means of
archaeology is to differentiate the differences and
therefore he declines the homogenous term of “change” and
instead he proposes a multiplicity of types of
“transformation” that appear on different levels of events.
After this excursion into the theory of archaeology we must
return to Bakhtin in order to maintain the parallels.
Bakhtin is known to be a very non-systematic author (which
is regarding the terminological and academic rigour quite
obvious), but this is certainly not true about the central
lines that bind together the whole of his works regardless
of occasional variations. Although we can’t find in Bakhtin
the kind of large systematic schemes Foucault has developed
in his The Archeaology of Knowledge, it is still possible to
point out where this view of historical analysis becomes
manifest also in Bakhtin’s work.
In this regard we find significant Bakhtin’s remark from his
treaty Epic and Novel:[vii] he is not interested in literary
movements or periods, instead as protagonists of literary
history he considers the literary genres. It is important
that he places at the core of literature as a process the
relations between genres. On one hand, these are literary
genres like epos, tragedy or novel, but on the other hand,
they are understood in terms of metalinguistic context of
the theory of speech genres that are similar to Foulcault’s
discursive formations. Bakhtin’s interest in the raptures
and similarities on the level of archaeology can be
recognised in his research of the tradition of carnival,
which is not limited to the external similarities or common
ideas, but it is rather trying to find what Foucault would
call “archaeological isomorphisms”[viii] between different
discoursive formations. For example, let us just mention,
that according to Bakhtin the closest to the novel in the
late Antiquity are the “serious-funny” genres and not the
ancient romances. Or the case when the carnival tradition is
kept in literature and to a much lesser extent in circus
although the latter is in its external features very similar
to the original carnivalesque manifestations. Foucault would
call that an “archaeological shift” (same structure but from
the archaeological point of view different elements, with
Bakhtin’s words we could say, that carnival and circus
belong to different socio-historical voices).
Bakhtin’s and Foucault’s methods likewise approach the
historical a priori without succumbing to the unifying logic
of historical development. What remains in focus are the
specificities of different discursive practices (Foucault)
or voices, languages (Bakhtin). Both authors insist on
declining what Bakhtin would call monologism and Foucault
the principle of continuity that washes away the specific
features from the surfaces of events. In order not to lose
our emphasis, let us summarise the central line of this
paper. We have shown that both authors emphasise the meaning
of space - and not of time - in contemporary philosophy
(Foucault rather explicitly), which in turn takes us back to
the possibilities of this method that are different from for
example deconstruction that seemingly by concentrating on
the problems of time arrives to the raptures and more or
less authentic temporality, but still can’t establish a
differentiated perspective into the actual rapture of time.
While that’s exactly what Bakhtin’s and Foucault’s theories
enable us to do.
At this point let us rethink the term “to historicize” so
commonly used in literary treaties of American New
Historicists and most of the time perceived as a problematic
term. We will try to give it a more concrete content. By the
term “historicizing” we can denote what Bakhtin calls
chronotopicality as a special quality. It means the
disposition of complex temporal, spacious and semiotic
relations “just like” in space, whereby the specificity of
singular events that relate to each other, likewise within
the same chronological moment and in the always different
transformations on the time line, comes to light. The time
is no more an uninterrupted gliding towards an end that is
assured in advance (or at least in a known direction),
instead it breaks up into a field of intertwining
temporalities that move quasi-ahead as long as they
interfere with other series. Instead of a line what we have
now is an infinite net of sequences of describable unique
elements, or, instead of the authentic temporal rapture we
have the carnival marketplace.
Let us stress once more, that for chronotopicality in this
sense of the term the time on itself is not considered to be
important for the triple relation of time-space-meaning. The
neutral conception of chronotope is something totally
different and in its neutrality omnipresent. About the
chronotopicality of the carnival marketplace that is to
enable the concrete content of the notion to historicize,
the dialogical confrontation of a multiplicity of
socio-historically specific views of the world is essential.
The historicizing view is directed to the variety of
different voices that surrounds us and at the same time
creates us.
Foucault’s archaeology of knowledge
and Bakhtin’s theory of dialogism
Briefly, we will show the similarities
between Bakhtin’s theory of dialogism and the philosophy of
Michel Foucault. Outstandingly obvious is the resemblance of
not accepting the interpretation and formalisation in
Foucault’s archaeology with Bakhtin’s non-acceptance of
“individualistic subjectivism” and “abstract objectivism”,
for example in the book Marxism and the Philosophy of
Language. On one hand we have the non-acceptance of the
psychologism of expression[ix] (Dilthey’s hermeneutics), on
the other hand there is non-acceptance of de Saussure’s
structuralism with a homogenous structure that enables us
only to explore dead linguistic systems - langue. In
accordance with this are both Foucault’s and Bakhtin’s
furious denials of structural (linguistic and logical)
approaches throughout their work. At the same time we must
take into account that both authors, although they deny the
structuralist approach, explore above all the relations
between elements, though outside the methodological paradigm
of a unifying logical structure. They both search for
describable socio-historic voices, languages or ideologies
(Bakhtin) or positivities that are submerged into the whole
of the discursive and non-discursive field (Foucault).
On the other side we find connections with Marxism. Both
authors stress the interaction between the institutions and
the discursive, but of course outside the homogenous
linearity of base and superstructure and the homogenous
history of class struggle. Also with Bakhtin it is
impossible to talk about extra-linguistic that would
one-sidedly define the domain of expressions, instead,
reality is a network of socially specific languages or
ideologies. Language for Bakhtin is a view of the world, the
world as a whole as it is perceived by a human being.
Utterance is at large an act in the never- ending great
dialogue of speech communication.
We find it appealing that some researchers understand both
authors in the context of materialism, which is true,
although the details of this problem are very important.
Bakhtin’s thought is materialistically monistic,[x] which
means that the only substance is the materiality of the
discursive. In the book Marxism and the Philosophy of
Language, being explicitly Marxist, the existence that is
before the ideological is frequently taken into account,
although it is at the same time being diminished by the
radical understanding of the ideological-semiotic.
“Language, a word, that is almost everything in human
life.”[xi] The ideological steps in the foreground. The sign
is material – a single material thing – but it carries also
meaning (thereby the sign overcomes its singularity) which
is inseparable from the material. Outside the material there
is no meaning. The meaning is not of the order of
psychological or ideal. We have three things: the sign, the
thing and the meaning (značenie). The meaning is the
function of the sign, the relation between the reality of
the sign and the represented reality.[xii] Alongside, it is
important that Bakhtin’s method explores the level of
relations of heteroglossia, the brakes between and within
ideologies.
Regarding Foucault it is also possible to talk about the
material dimension of a statement, whereas the dilemmas of
this materiality is solved by the author with the
formulation: “institutional materiality”.
A statement cannot be identified with a fragment of matter;
but its identity varies with a complex set of material
institutions.[xiii]
In a similar direction points the lecture The Order of
Discourse, where Foucault speaks of “disembodied
materialism”, whereby stressing that an event is nor
something of the order of body neither something
immaterial.[xiv] In both cases, Bakhtin’s and Foucault’s, we
can talk about materialism only from the view point of, we
could say, discursive materialism – the only substance being
the substance of materiality of signs as long as they are
utterances.
Both authors are connected also through a similar
anthropological view. In Bakhtin’s Marxism and the
Philosophy of Language the human consciousness is an
internal dialogue and the human identity can be found in the
specificity of individual diffraction of ideologies in the
field of which he or she lives. The consciousness for
Bakhtin is of the order of discourse. Foucault’s standpoint
can be seen in the quotation regarding the limits in the
research of an archive where it is impossible for the
scholar to analyse his own archive:
In this sense, the diagnosis does not establish the fact of
our identity by the play of distinctions. It establishes
that we are difference, that our reason is the difference of
discourses, our history the difference of times, ourselves
the difference of masks.[xv]
We are a series in the network of multiplicity of discourses
and institutions. The human as consciousness is an entity of
the same order as the dispositive. As subject one is
dispersed in the totality of the archive as the surface of
the dispersion. In both authors, thus, we find the rejection
of the model of modern subject, especially in its
psychologistic version.
Likewise, the terminology in the works of both authors
corresponds to a large extent. The basic element of
Bakhtin’s metalinguistics is the utterance (vyskazyvanie)
that is determined by the exchange of speakers – see
especially the treatise The Problem of Speech Genres.[xvi]
In Foucault the statement is determined by its enunciative
function on four levels. At first sight rather different
systems turn out to be remarkably similar. The location of
the utterance between the starting and the ending point of
one speaker’s locution in Bakhtin means, that it is defined
in relation to the whole of speech communication and thus it
relates to previous, present and anticipated future
utterances. On the other hand, the utterance is being
determined also internally by dialogism - this meaning its
existential incorporation into a dialog – and thus we can
see the relations between speech genres as groups of
utterances also inside a single utterance. For Bakhtin this
implies problems about how to think the borders between
primary speech genres inside composite secondary genres
(e.g. a novel), whereas in our case this proves that the
metalinguistic analysis corresponds to the archaeological
description of the relations between discursive units inside
a singular statement and between different statements.
Bakhtin’s utterance is an intervention into the whole of
speech communication this including also the whole of the
socio-historical context. This intervention is
heterogeneous, it is a diffraction of some utterances, that
have been appropriated, in other utterances that have also
been appropriated by the individual. Let us add that neither
for Foucault nor for Bakhtin semiotic on itself is a
sufficient basis for the utterance – crucial is its
functioning in the enunciative field; whereas if we reverse
this rationale every sign can exist only through its
enunciative function.
Foucault and Bakhtin in contrast to the Lacanian
psychoanalysis enable the research of the units smaller than
an individual. Regarding this we find interesting the
answers of Foucault to the objections of Jacques-Allain
Miller.
J.-A. M.: Finally, for you who are these
subjects that confront each other?
M. F.: This is a hypothesis, I would say: everyone to
everybody. /…/ We all fight against everybody. And there is
always something inside us that fights against something
else inside us.
J.-A. M.: /…/ but at the end, the individuals are the first
and last element?
M. F.: Yes, individuals, and even less than individuals.
J.-A. M.: Less than individuals?
M. F.: Why not?[xvii]
We have to stress two things: that
Foucault insists on the subject to be the position that is
attributed to a certain standpoint only subsequently and is
not its origin, and secondly, this furthermore makes it
possible to speak about a unit smaller than an individual.
What is less than the individual, i.e. a human, are – if we
borrow a similar situation in Bakhtin – the intertwining
discourses (ideologies) that build one’s consciousness as
internal dialogue. We have to bear in mind the heteroglossia
that intervenes with the heteronomous consciousness of an
individual and stratifies it.[xviii] The consciousness is a
multiplicity of refractions of discourses with other
discourses. In Bakhtin the heteroglotic character of one
utterance becomes most explicit in polyphonic novel – a
similar situation we find also in Foucault - when one oeuvre
is governed by one or many positivities.[xix] The borders
between the positivities coincide in this case with the
problems of the internal borders between speech genres
inside one (composite) utterance in Bakhtin.
Let us only mention the theme of carnival, the central theme
in Bakhtin’s works, that is also very important in
Foucault’s Discipline and Punish.
Bakhtin’s dialogue partially corresponds with Foucault’s
struggle - the military strategic confrontation. We will
consider this distinction more closely later on, but however
it can not be determined on the level of terminology.
Bakhtin’s dialogue is a field of furious combat and
confrontations.
We can compare Foucault’s discourse, or more precisely
positivities, with Bakhtin’s voices, languages, ideologies
and, the theoretically most elaborate concept of speech
genres, i.e. groups of utterances. The whole of all
utterances is for Bakhtin the speech communication in the
form of a dialogue, whereas in Foucault we speak of the
archive. Even the terminological trespasses across the
(theoretically less important) borderline between the
discursive and the (quasi)non-discursive are in both authors
marked with the terminological change: Bakhtin uses the term
“chronotope” for the not only discoursive speech genre,
whereas Foucault uses the word “dispositive” meaning a
heterogeneous unity of discourses and institutions.
However, the most important resemblance, the one that
provoked our comparison, is the fact that the theories of
both authors enable the description of the field of
discursive relations without reducing it to a homogenous
systematic of a system (langue) or to the creative subject.
Foucault and Bakhtin are exceptional authors because they
trespass the limitations of the deconstruction and they
inaugurate the domain of heteroglossia, where it is possible
to describe literally an infinite number of specific and
unique discursive formations. The two philosophical aspects
by insisting on the surface or the exteriority of discourse
enable the view into the specificity of singular discursive
practices that were till now theoretically unnoticed. Where
the deconstruction sees two exclusive possibilities that are
through their opposition translatable to each other, there
the so called New Historicist view sees a multiplicity of
non-reducible discursive practices, the variety of existence
that obstinately declines the totalizing formalisation,
although it can not be understood outside the horizon of
semiotic anymore. We could say that in both authors the
systematic of their theories alone (especially from the
point of view of taxonomy, that is more elaborate in
Foucault) does not reach the importance of their opening of
completely new horizons in humanities.
Both methodologies, Bakhtin’s and Foucault’s, are of course
universal. In Bakhtin this can be seen in the application of
the dialogic approach to the problem of historical grammar
(in Marxism and the Philosophy of Language, Third Part). It
is evident also from Bakhtin’s last treaties, e.g. Toward a
Methodology for the Human Sciences[xx] where he develops his
own hermeneutics. Understanding is actually the integration
of the understood into the contexts of the one that
understands and who is open for the future. The theme of the
integration into one’s own context could also represent one
of the legitimate understandings of Foucault’s problematic
of the relation between the critical and the descriptive
moment of the archaeology, let us remember how the book
Discipline and Punish in its conclusion reaches beyond the
level of knowledge and transgresses the border of political
recruiting. The approach we are proposing is beyond the
scientific objectivity of a closed system of truth. The
truth is just a strategic weapon on the carnival marketplace
of history.
The differences – Bakhtin and
mysticism
Even more significant than to show the
similarities is to point at the differences between
Bakhtin’s and Foucault’s thought. In the book The New
Historicism, a collection of treatises on the most recent
methodological movement in contemporary humanities, edited
by Harold Aram Veeser, we find an interesting paper by John
D. Schaeffer The Use and Misuse of Gianbattista Vico:
Rhetoric, Orality and Theories of Discourse,[xxi] which
establishes that Foucault’s treatises are following the
spirit of the Enlightenment in being limited to the profane
dimension of discourse, in contrast to Vico’s thought that
recognises also religious components. Foucault does not
consider the religious type of relations.
Foucault’s works do indeed possess the Enlightenment’s
spirit of Freedom, like the author himself accurately states
in his paper What is Enlightenment? (Was ist Aufklärung?)
This circumstance has important consequences. For him the
statement is an event (in contrast to Bakhtin’s
personalistic act). Foucault is interested in relations
between events, for model of which he takes the war, combat,
strategies (in contrast to Bakhtin’s dialogue).[xxii] What
are the drives behind the struggle in the field of
power-knowledge, we shouldn’t ask, says Foucault. However,
because of the lack of the origin, the subject or the basis
of all the regular differentiations, there arises a problem.
The whole of the archive can not be described especially
from the viewpoint of methodological coherence, that is, it
must not be totally described because in the opposite case,
if the archive description would be unlimited, we would
return to the structural level of history of ideas, says
Foucault.[xxiii] Of course it is obvious that the archive
can not be described in its totality, but we have to add
that the categorical restrain in doing so moves the emphasis
from the upper parts (universal laws) of the scientific
pyramid to its lower parts (variety of events). However,
such straightforward prohibition appears as a rather
arbitrary act and, as we will see, it is in accordance with
Foucault’s ludistic attitude. Most certainly we don’t want
to deny the importance of the turn of negative criticism
into a positive one[xxiv] (that specifies the singularity of
events), even though it seams that we can find the
playfulness of freedom behind the whole project and
therefore it can hardly be understood outside the usual
scheme of the subject and the structure.
Bakhtin’s thought is, in contrast to Foucault’s, a
personalistic one. An utterance is an act (and not an event
that is a given), an individual intervention into the
reality of speech communication, although this does not mean
the return to the subject. Instead, Bakhtin proceeds from
the phenomenological analysis of the relation of the self
and the other; see Author and Hero in Aesthetic
Activity.[xxv] Bakhtin describes two independent and
mutually irreducible modes of existence – I and Other.
Between them there is the so-called relation of
“extra-location” (vnenahodimost). Let’s look at one example:
an “I” can not perceive its own external appearance, which
of course does not mean that we can not discursively think
ourselves as a part of the outside world, it is only that we
can not experience ourselves in our external appearance. We
can not approach ourselves through an “emotional-volitional
reaction”, we can not decide on our beauty or ugliness. All
my emotional reactions to myself are taken from the
reactions of others to myself. This phenomenological
analysis of two existential modes is the foundation of
heteronomous human consciousness as a series of internalised
foreign utterances, other people’s ideologies. It is also
the theoretical basis for the concept of dialogism, since in
its core there is extra-location as the constitutive
relation.
In Bakhtin’s fragment Towards the Philosophical Bases of the
Human Sciences (1940-43) that was later developed into his
last text Toward a Methodology for the Human Sciences we
find a dichotomy between the reification process in the
practical interest and the other extreme: “[…] thought of
God in the presence of God, a dialogue, petition, prayer.
Necessity of free self-exposure of the personality.” Here we
find the concept of dialogue that implicates two
consciousnesses that are radically non-fused. Their
relationship tends to affirm the other as the absolute
other. The dialogue is founded in the extra-location if the
I toward the other, and is an ethical and hermeneutic
feature. Bakhtin’s thought is through the absoluteness of
the other therefore close to the mystical tradition. In the
core of mysticism there is a thought that opens up to the
transcendental which could never be adequately described or
named. All what is left are cognitive attempts to grasp the
transcendental, which not being accessible to logic opens up
through play, imagery, symbols, and particularly in
Bakhtin’s case through dialogue as an ethical and
hermeneutic task driven to the pitch of religious
experience. (See Vaupotič The Philosophy of Mikhail
Bakhtin.)
Foucault's relation to hermeneutics is problematic,
particularly because he rejects it – having in mind
especially the Dilthean type. Nevertheless, he inaugurates
the limited character of the archaeological analysis - which
opens, as we have shown, the spatial development of the
field of problems (which has been in the horizon of
traditional history squeezed into a line) -, with an
arbitrary hypothesis about an interdiscursive configuration
or group, and continues with the hermeneutical circle of
verifications and revisions of the premises thus bringing us
closer to greater certainty. The hermeneutical attitude is
evident in the opening of possible understandings and in
systematically revising them.
Michel Foucault somewhere mentions his direct predecessor at
the Collège de France Jean Hyppolit. In Foucault’s works we
can, considering Jean Hyppolit’s project, talk about the
opening of the Hegelian metaphysical structure through the
rejecting of totality and through the shift of interest
towards the particular,[xxvi] however Bakhtin’s solution
seams more appropriate, since it explicitly deals with the
relationship of the researcher to the transcendent reality
of discourse, which is afterwards being described. This
reality can not be constructed through loosening and
destroying the Hegelian metaphysical structure because
everything there is is always already caught in the
development of the Idea. In the case of Bakhtin’s - and also
of Foucault’s - opening of the non-regularity of the
experience, the relation to the transcendent according to
the mystical scheme appears to be more relevant, although
the transcendent is only attainable through the crevices in
the homogenous patches of positivities.
The differences between Bakhtin’s and Foucault’s theory can
be gathered in the religious and ethical obligation of the
dialogical model of hermeneutics on one hand and the
aggressive ludistic image of Nietzscheian struggle on the
other. Interesting are some examples from the discussion
between Jacques-Allain Miller and Foucault about the problem
of the subject:
J.-A. M.: You are once again looking for
the source, this time the quilty one is Tertulian …
M. F.: I do this for fun.
J.-A. M.: Of course, you will say: this is more complex,
there are many heterogeneous levels, movements upwards and
downwards. I am being serious, this quest for the point of
beginning, this sickness of speech, do you …
M. F.: I say this fictionally, for fun, stories.[xxvii]
On one side we have Bakhtin the mystic,
on the other Foucault, the modern joker who blasphemically
combines philosophy with the vulgarity of the anarchistic
struggle for domination.
Conclusion
The New Historicism that is to a large
extent founded in theories of Michel Foucault and also,
though less explicitly, in works of Mikhail Bakhtin, was
born from a double tension – the crisis of deconstruction
and the tendency to research the data from the point of view
of their historical singularity. However, traditional
history that was refused by formalisms and different forms
of structuralism, can not defy the insights of
deconstruction, which would be necessary if we want to have
a method that succeeds deconstruction. For New Historicism
the most important is the finding of the theoretical
apparatus that reveals specific socio-historically singular
discursive fields. Thereby, the monologism of the unifying
structuralist approach, that is looking for the more or less
non-problematic unity of langue behind the surface of
discourse, is overcome. New Historicism, methodologically a
so called philosophical aspect,[xxviii] opens the
specificity of events, but only as far as they constitute
archaeological territories – the actually existent, always
limited social discourses. This limitation is not so much a
theoretical condition as it is an existential mode of the
human being that opens to the outside, be that a text, the
world, other people or whatever. New Historicism reveals the
reality of phenomena as they open to our intuition, that is,
as we communicate with them. A theoretically informed
examination of particular events (Foucault) or actions
(Bakhtin) is thus once again possible.
The fil rouge of our paper could be the expression “to
historicize”, which is a kind of slogan of American New
Historicists. Like most of expressions today this one
appears to be pretty awkward since the call: “Always
historicize!” has been written down by Frederick Jameson in
the Marxist context. The demand for unification and
totalization is nowhere as strong as it is in science with
mathematics on its top. Historicizing can be considered a
counter-practice. Every use of a statement activates the
whole of the discursive formation and also the whole of an
archive, it changes the whole reality. New Historicism tends
to notice these displacements. Bakhtin for example
historicizes Rabelais’s relation to women: through the
contradictions in Rabelais’s favourable disposition towards
women and his approval of a folklore tradition where women
represent the utterly base, Bakhtin points at discursive
raptures, that condition these discontinuities. Taking into
account the discourse of carnival resolves the apparent
paradox. This example at the same time shows, how world may
not be transparent at first sight. Historicizing means to be
cautious and responsible in understanding and in action.
Historicizing is a value that is attained progressively,
however this does not mean a pragmatistic piling of
findings, but rather a disclosure of raptures in
homogenities. Last but not least, it means also the
methodological unveiling of the singular, because in the
opposite case we would only be deconstructing the derived
regularities.
References
Bakhtin, M. M.: Art and Answerability:
Early Philosophical Essays. Ed. Michael Holquist and Vadim
Liapunov. Trans. and notes by Vadim Liapunov. Supplement
trans. by Kenneth Brostrom. University of Texas Press,
Austin, 1990.
Bakhtin, M. M.: The Dialogic
Imagination: Four Essays. Ed. Michael Holquist. Trans. Caryl
Emerson and Michael Holquist. University of Texas Press,
Austin, 1981.
Bahtin, Mihail M.: Estetika in
humanistične vede. SH – Zavod za založniško dejavnost,
Ljubljana 1999. (Partially corresponds with Speech Genres
and Other Late Essays and Art and Answerability.)
Bahtin, Mihail (Vološinov, V. N.):
Marksizam i filozofija jezika. Nolit, Beograd, 1980.
Bahtin, Mihail: Problemi poetike
Dostojevskog. Nolit, Beograd, 1967.
Bakhtin, M. M.: Speech Genres and Other
Late Essays. Trans. Vern W. McGee. Ed. Caryl Emerson and
Michael Holquist. University of Texas Press, Austin, 1986.
Bahtin, Mihail: Stvaralaštvo Fransoa
Rablea i narodna kultura srednjega veka i renesanse. Nolit,
Beograd, 1973.
Bakhtin, M. M.: Toward a Philosophy of
the Act. Trans. Vadim Liapunov. Ed. Vadim Liapunov and
Michael Holquist. University of Texas Press, Austin, 1993.
Derrida, Jacques: Struktura znak in igra
v diskurzu humanističnih znanosti. V: Literatura 24-25 (vol.
6, 1993, letnik V), p. 63-80.
Emerson, Caryl: Bakhtin, Mikhail
Mikhailovich. In: Makaryk.
Foucault, Michel: The Archaeology of
Knowledge. Trans. A. M. Sheridan Smith. Great Britain:
Tavistock, 1972.
Foucault, Michel: Nadzorovanje in
kaznovanje: nastanek zapora. Ljubljana: Delavska enotnost,
1984.
Foucault, Michel (Fuko, Mišel):
Predavanja: kratak sadržaj: 1970-1982. Novi Sad: Bratstvo -
Jedinstvo, 1990.
Foucault, Michel: Vednost – oblast –
subjekt. Ljubljana: Krt, 1991.
Javornik, Miha … et al. (ed.): Bakhtin
and the Humanities: Proceedings of the International
Conference in Ljubljana, October 19-21, 1995. Znanstveni
inštitut Filozofske fakultete, Ljubljana, 1997.
Kos, Janko: Anton Ocvirk in problem
literarnozgodovinske metode. Razprave / Slovenska akademija
znanosti in umetnosti, Razred za filološke in literarne vede
/ Academia scientiarum et artium Slovenica, Classis II,
Philologia et litterae. - Ljubljana : SAZU, XII, (1989), p.
71-87.
Kos, Janko: Uvod v metodologijo
literarne vede. In: Primerjalna književnost, 11 (1988), 1,
p. 1-17.
Makaryk, Irena Rima (ed.): Encyclopedia
of contemporary literary theory: Approaches, Scholars,
Terms. University of Toronto Press, Toronto …, 1993.
Matijašević, Radovan: Bahtinova teorija
govora. In: Bahtin, Mihail (Vološinov, V. N.): Marksizam i
filozofija jezika, p. IX-XL.
Pogačnik, Aleš (ed.): Sodobna literarna
teorija: zbornik. Ljubljana: Krtina, 1995.
Schaeffer, John D.: The Use and Misuse
of Gianbattista Vico: Rhetoric, Orality and Theories of
Discourse. In: Veeser: The New Historicism, p. 89-101.
Škulj, Jola: Poststrukturalizem in
Bahtinov pojem dialogizma. In: Primerjalna književnost, 16
(1993), 1, p. 16-27.
Vaupotič, Aleš: Hard Times Charlesa
Dickensa in Mihail Bahtin.
http://www.ff.uni-lj.si/www/diplomske_naloge/vaupotic_ales_b/default.htm
Vaupotič, Aleš: Novi historizem, Michel
Foucault in Mihail Bahtin.
www.geocities.com/kino_log/novihistorizem.htm
Vaupotič, Aleš: Philosophy of Mikhail
Bakhtin: The concept of dialogism and mystical thought. In:
Logos, 1. 2 (Fall 2001). URL:
http://www.kud-logos.si
Veeser, Harold Aram (ed.): The New
Historicism. New York, London: Routledge, 1989.
Veeser, Harold Aram (ed.): The New
Historicism Reader. New York, London: Routledge, 1994.
Notes:
[i] Foucault: Vednost – oblast –
subjekt, 44.
[ii] Same, 43.
[iii] Same, 47.
[iv] Foucault: The Archaeology of
Knowledge, 166.
[v] Same, 165.
[vi] (Chapters and subchapters in The
Archaeology of Knowledge.)
[vii] In Bakhtin: The Dialogical
Imagination.
[viii] The Archaeology of Knowledge,
IV/4/2/(a), see also (b)-(e).
[ix] See same, 24.
[x] Bakhtin: Marksizam i filozofija
jezika, 45.
[xi] Bakhtin: The Problem of the Text in
Linguistics, Philology, and the Human Sciences in Bakhtin:
Speech Genres and Other Late Essays.
[xii] Marksizam i filozofija jezika, 30.
[xiii] The Archaeology of Knowledge,
103.
[xiv] Vednost – oblast – subjekt, 19.
[xv] The Archaeology of Knowledge, 131.
[xvi] In Speech Genres and Other Late
Essays.
[xvii] Vednost – oblast – subjekt, 86-7.
[xviii] Marksizam i filozofija jezika.
[xix] The Archaeology of Knowledge, 139.
[xx] Speech Genres and Other Late
Essays.
[xxi] In The New Historicism, 89-101.
[xxii] Foucault: Predavanja, 1975/76.
[xxiii] The Archaeology of Knowledge,
IV/4/1.
[xxiv] See Foucault: What is
Enlightenment? in Vednost – oblast – subjekt.
[xxv] Bakhtin: Art and Answerability.
[xxvi] Vednost – oblast – subjekt, 25.
[xxvii] Same, 91.
[xxviii] See Kos: Uvod v metodologijo
literarne vede.
|