The text examines the questions of
contemporary methodology of humanities, particularly the shifts connected with
the New Historicism. It is a methodological movement that emerged in the United
States in the eighties within the English Renaissance Literature Studies, of
course, through important European influences, of which the most interesting
ones are the theories of historiography of Michel Foucault. Our text also
considers the works of Mikhail Bakhtin that were very influential within the
context of the New Historicism, too – if not as notorious as Foucault’s. What
we are interested in are the essential paradigmatic shifts determining the new
methodology differing from, for instance, Derrida’s deconstruction or Lacanian
psychoanalysis. In the first part of the text we emphasise the major shift
behind the new historicist methodology, whereas the two following chapters deal
with the relation between Foucault’s and Bakhtin’s theories. We examine
similarities and, more importantly, the differences. We see that these are two
extremely heterogeneous authors as far as the philosophical and cultural backgrounds
are concerned – Foucault’s works are a part of western criticism of metaphisics
whereas Bakhtin’s works are a part of eastern-Christian spiritual and religious
heritage. Nevertheless they come together on a higher level, which is the level
of the new historicist methodology that is founded in the so called theory of
discourse (Foucault and also Bakhtin are among the most prominent authors). In
our text we have shown the main focus of contemporary humanities, the study of
relations among different socially and historically singular discursive
territories. One can see that the ethical questions are at the very core of the
new historicist methodology.
After the poststructuralist crisis of
historicisms how is it possible for historical research to be once again
predominant in humanities? This paper will point at the methodological
novelties that enable new approaches to the research in historical data. We
will focus on the most important theoretical work of Michel Foucault The Archaeology of Knowledge which
systematically explicates the method. Besides analysing Foucault’s archaeology
– this being a model for the analysis of historical data – we will focus also
on pointing out the similarities between the “metalinguistics” i.e. “Marxist
philosophy of language” by Mikhail Bakhtin and the theory of Foucault.
Nevertheless we must mention also the context of New Historicism, a
methodological movement that emerged in the United States in late seventies
especially in literary criticism and reached its highest point in late eighties
and in nineties. Although this being a highly heterogeneous theoretical
conglomerate, its core is still dominated by the theories of Michel Foucault
and also, even if not that explicitly, by theories of Mikhail Bakhtin.
What makes the method we are constructing
different from other methods? Let’s get in medias res! Foucault in one
of his interviews said:
The
double investment of space, politically-technological and scientifically-practical,
has reduced philosophy to the field of questions about time. What according to
Kant the philosopher must question is time. Hegel,
Bergson, Heidegger. This coincides with correlative devaluation of
space, which is inscribed to the side of reason, analytical, dead, fixed,
inert. /…/ when I was arguing on problems of space, they said that it is reactionary to speak so much about space and
that time and “project” are what matters in life and progress.[i]
Time is the
dominant theme of philosophy, whereas space is only its non-active appendix. In
his criticism of established convictions Foucault relates mainly to the
importance of space (and architecture) in Bentham’s Panopticon, where space is
not a mere mathematical model that is filled in time with emanations of
Geistesgeschichte, but it alone differentiates the reality. Foucault is
interested in power relations immanent to the space. He appeals to the
“historical-political”[ii] questioning of the problems of space, but for our
concern it is essential that the space itself implicates its meaningfulness and
functions as an ideological (in Bakhtin’s words, i.e. discursive) attitude in
the world context. For instance, Foucault’s reference to the “kind” enrichment
of the working class house by division of rooms into separate rooms for girls
and boys would be of course ironic, since here what is at stake is mainly the
subjectivation (subjugation, determination) of individuals into boys and girls
in the context of “cités ouvrières”.
The space implicates a discursive charge,
but however for comparison with the theories of Bakhtin the ideological impact
of space in a literary case, e.g. the castle in the so called gothic novel, is
even more significant.[iii]
The chronotope – the castle in the gothic novel – is a discursive unit of
space, time and ideology. Thus, Foucault’s insisting on the priority of space
over time comes even closer to Bakhtin’s studies of chronotope (this being
probably the most important concept in his works). The word is used by Bakhtin
in two different meanings: neutrally chronotope means the same as speech genre,
i.e. the basic generic unit of his theory, a group of similar utterances. From
this we can conclude that every specific chronotope is actually an utterance
that overcomes its mere linguistic character as its formal (i.e. non-essential)
feature. However, we will make more out of the second use of the word
chronotope, meaning the quality of chronotopicality that represents a special
quality or value of condensation of time in space. In the main study on this
theme Forms of Time and Chronotope in the Novel Bakhtin mentions chronotope as a materialisation of
time, whereas chronotopicality occupies an important place also in the
monograph on Dostoevsky (especially in the rewritten version) Problems
of Dostoevsky’s Poetics where the central chronotopes, which are very
“chronotopical”, are the carnival marketplace and the door-step. In both cases
what Bakhtin is trying to emphasise is the co-existence of different voices (we
could say discourses) in a single moment and therefore outside of time.
It is apparent that Bakhtin eliminates the
time, which is in the teleological linearity, annihilating itself in its
monological finality, of no interest to him. Important are the synchronous
relations between different voices as speech genres or ideologies (i.e. groups
of similar utterances). Let’s look back at Foucault who is proposing something
similar in the horizon of the archaeological method. In the book The Archaeology
of Knowledge the method with the same name “freezes the history”. From the
chronological point of view the archaeology is interested only in the starting
point, when the so called discursive formation comes to existence, and the end
point, when it disappears. Time exists only in the raptures, in a sequence of
multiplicity of eternities, which is largely in disagreement with the
traditional homogenous linearity of history.[iv]
The archaeological description is developed on the level of general history,
which means that discourse is not independent and ideal, enclosed in a
homogenous and absolute history, but it is rather developed on the level “in
which history can give place to definite types of discourse, which have their
own type of historicity, and which are related to a whole set of various
historicities”.[v]
Foucauldian archaeological approach to the
historical a priori constructs a different type of historicity then is,
for instance, the linear successivity of language or the stream of conciseness;
the discourse (from the point of view of the archaeology) has a different model
of historicity. There are two main issues involved. First, (IV/5/I):[vi]
the apparent synchrony of discursive formations is actually a temporary
suspension of temporal successivity, in order for the relations that define the
temporality of the discoursive formation itself to appear. This is manifested
in such cases when, for example, something that is archaeologically before is
not necessarily before also from the chronological point of view. Thereby,
archaeology (a) releases “the level of ‘evential’ engagement”, i.e. it
releases specific singular events from the destructive linearity. On the other
hand, (b) the rules of formation of discoursive practice appear on different
levels of generality: they may be in a synchronous hierarchic relationship or
they may implicate the “temporal vector”. From this point of view, archaeology
cartographically “maps the temporal vectors of derivation”. Second (IV/5/II):
the aim Foucault approaches by means of archaeology is to differentiate the
differences and therefore he declines the homogenous term of “change” and
instead he proposes a multiplicity of types of “transformation” that appear on
different levels of events.
After this excursion into the theory of
archaeology we must return to Bakhtin in order to maintain the parallels.
Bakhtin is known to be a very non-systematic author (which is regarding the
terminological and academic rigour quite obvious), but this is certainly not
true about the central lines that bind together the whole of his works
regardless of occasional variations. Although we can’t find in Bakhtin the kind
of large systematic schemes Foucault has developed in his The Archeaology
of Knowledge, it is still possible to point out where this view of historical
analysis becomes manifest also in Bakhtin’s work.
In this regard we find significant
Bakhtin’s remark from his treaty Epic and Novel:[vii]
he is not interested in literary movements or periods, instead as protagonists
of literary history he considers the literary genres. It is important that he
places at the core of literature as a process the relations between genres. On
one hand, these are literary genres like epos, tragedy or novel, but on the
other hand, they are understood in terms of metalinguistic context of the
theory of speech genres that are similar to Foulcault’s discursive formations.
Bakhtin’s interest in the raptures and similarities on the level of archaeology
can be recognised in his research of the tradition of carnival, which is not limited
to the external similarities or common ideas, but it is rather trying to find
what Foucault would call “archaeological isomorphisms”[viii]
between different discoursive formations. For example, let us just mention,
that according to Bakhtin the closest to the novel in the late Antiquity are
the “serious-funny” genres and not the ancient romances. Or the case when the
carnival tradition is kept in literature and to a much lesser extent in circus
although the latter is in its external features very similar to the original
carnivalesque manifestations. Foucault would call that an “archaeological
shift” (same structure but from the archaeological point of view different
elements, with Bakhtin’s words we could say, that carnival and circus belong to
different socio-historical voices).
Bakhtin’s and Foucault’s methods likewise
approach the historical a priori without succumbing to the unifying
logic of historical development. What remains in focus are the specificities of
different discursive practices (Foucault) or voices, languages (Bakhtin). Both
authors insist on declining what Bakhtin would call monologism and Foucault the
principle of continuity that washes away the specific features from the
surfaces of events. In order not to lose our emphasis, let us summarise the
central line of this paper. We have shown that both authors emphasise the
meaning of space - and not of time - in contemporary philosophy (Foucault
rather explicitly), which in turn takes us back to the possibilities of this
method that are different from for example deconstruction that seemingly by
concentrating on the problems of time arrives to the raptures and more or less
authentic temporality, but still can’t establish a differentiated perspective
into the actual rapture of time. While that’s exactly what Bakhtin’s and
Foucault’s theories enable us to do.
At this point let us rethink the term “to
historicize” so commonly used in literary treaties of American New Historicists
and most of the time perceived as a problematic term. We will try to give it a
more concrete content. By the term “historicizing” we can denote what Bakhtin
calls chronotopicality as a special quality. It means the disposition of
complex temporal, spacious and semiotic relations “just like” in space, whereby
the specificity of singular events that relate to each other, likewise within
the same chronological moment and in the always different transformations on
the time line, comes to light. The time is no more an uninterrupted gliding
towards an end that is assured in advance (or at least in a known direction),
instead it breaks up into a field of intertwining temporalities that move
quasi-ahead as long as they interfere with other series. Instead of a line what
we have now is an infinite net of sequences of describable unique elements, or,
instead of the authentic temporal rapture we have the carnival marketplace.
Let us stress once more, that for
chronotopicality in this sense of the term the time on itself is not considered
to be important for the triple relation of time-space-meaning. The neutral
conception of chronotope is something totally different and in its neutrality
omnipresent. About the chronotopicality of the carnival marketplace that is to
enable the concrete content of the notion to historicize, the dialogical
confrontation of a multiplicity of socio-historically specific views of the
world is essential. The historicizing view is directed to the variety of
different voices that surrounds us and at the same time creates us.
Briefly, we will show the similarities
between Bakhtin’s theory of dialogism and the philosophy of Michel Foucault.
Outstandingly obvious is the resemblance of not accepting the interpretation
and formalisation in Foucault’s archaeology with Bakhtin’s non-acceptance of
“individualistic subjectivism” and “abstract objectivism”, for example in the
book Marxism and the Philosophy of Language. On one hand we have the
non-acceptance of the psychologism of expression[ix]
(Dilthey’s hermeneutics), on the other hand there is non-acceptance of de
Saussure’s structuralism with a homogenous structure that enables us only to
explore dead linguistic systems - langue. In accordance with this are both
Foucault’s and Bakhtin’s furious denials of structural (linguistic and logical)
approaches throughout their work. At the same time we must take into account
that both authors, although they deny the structuralist approach, explore above
all the relations between elements, though outside the methodological paradigm
of a unifying logical structure. They both search for describable
socio-historic voices, languages or ideologies (Bakhtin) or positivities that
are submerged into the whole of the discursive and non-discursive field
(Foucault).
On the other side we find connections with
Marxism. Both authors stress the interaction between the institutions and the
discursive, but of course outside the homogenous linearity of base and
superstructure and the homogenous history of class struggle. Also with Bakhtin
it is impossible to talk about extra-linguistic that would one-sidedly define
the domain of expressions, instead, reality is a network of socially specific
languages or ideologies. Language for Bakhtin is a view of the world, the world
as a whole as it is perceived by a human being. Utterance is at large an act in
the never- ending great dialogue of speech communication.
We find it appealing that some researchers
understand both authors in the context of materialism, which is true, although
the details of this problem are very important. Bakhtin’s thought is
materialistically monistic,[x]
which means that the only substance is the materiality of the discursive. In
the book Marxism and the Philosophy of Language, being explicitly
Marxist, the existence that is before the ideological is frequently taken into
account, although it is at the same time being diminished by the radical
understanding of the ideological-semiotic. “Language, a word, that is almost
everything in human life.”[xi]
The ideological steps in the foreground. The sign is material – a single
material thing – but it carries also meaning (thereby the sign overcomes its
singularity) which is inseparable from the material. Outside the material there
is no meaning. The meaning is not of the order of psychological or ideal. We
have three things: the sign, the thing and the meaning (značenie). The meaning
is the function of the sign, the relation between the reality of the sign and
the represented reality.[xii]
Alongside, it is important that Bakhtin’s method explores the level of
relations of heteroglossia, the brakes between and within ideologies.
Regarding Foucault it is also possible to
talk about the material dimension of a statement, whereas the dilemmas of this
materiality is solved by the author with the formulation: “institutional
materiality”.
A statement cannot be identified with a fragment of
matter; but its identity varies with a complex set of material institutions.[xiii]
In a similar
direction points the lecture The Order of Discourse, where Foucault
speaks of “disembodied materialism”, whereby stressing that an event is nor
something of the order of body neither something immaterial.[xiv]
In both cases, Bakhtin’s
and Foucault’s, we can talk about materialism only from the view point of, we
could say, discursive materialism – the only substance being the substance of
materiality of signs as long as they are utterances.
Both authors are connected also through a
similar anthropological view. In Bakhtin’s Marxism and the Philosophy of
Language the human consciousness is an internal dialogue and the human
identity can be found in the specificity of individual diffraction of
ideologies in the field of which he or she lives. The consciousness for Bakhtin
is of the order of discourse. Foucault’s standpoint can be seen in the
quotation regarding the limits in the research of an archive where it is
impossible for the scholar to analyse his own archive:
In
this sense, the diagnosis does not establish the fact of our identity by the
play of distinctions. It establishes that we are difference, that our reason is
the difference of discourses, our history the difference of times, ourselves
the difference of masks.[xv]
We are a series
in the network of multiplicity of discourses and institutions. The human as
consciousness is an entity of the same order as the dispositive. As subject one
is dispersed in the totality of the archive as the surface of the dispersion.
In both authors, thus, we find the rejection of the model of modern subject, especially
in its psychologistic version.
Likewise, the terminology in the works of
both authors corresponds to a large extent. The basic element of Bakhtin’s
metalinguistics is the utterance (vyskazyvanie) that is determined by the
exchange of speakers – see especially the treatise The
Problem of Speech Genres.[xvi]
In Foucault the statement is determined by its enunciative function on four
levels. At first sight rather different systems turn out to be remarkably
similar. The location of the utterance between the starting and the ending
point of one speaker’s locution in Bakhtin means, that it is defined in
relation to the whole of speech communication and thus it relates to previous,
present and anticipated future utterances. On the other hand, the utterance is
being determined also internally by dialogism - this meaning its existential
incorporation into a dialog – and thus we can see the relations between speech
genres as groups of utterances also inside a single utterance. For Bakhtin this
implies problems about how to think the borders between primary speech genres
inside composite secondary genres (e.g. a novel), whereas in our case this
proves that the metalinguistic analysis corresponds to the archaeological
description of the relations between discursive units inside a singular
statement and between different statements. Bakhtin’s utterance is an
intervention into the whole of speech communication this including also the
whole of the socio-historical context. This intervention is heterogeneous, it is
a diffraction of some utterances, that have been appropriated, in other
utterances that have also been appropriated by the individual. Let us add that
neither for Foucault nor for Bakhtin semiotic on itself is a sufficient basis
for the utterance – crucial is its functioning in the enunciative field;
whereas if we reverse this rationale every sign can exist only through its
enunciative function.
Foucault and Bakhtin in contrast to the
Lacanian psychoanalysis enable the research of the units smaller than an
individual. Regarding this we find interesting the answers of Foucault to the
objections of Jacques-Allain Miller.
J.-A. M.: Finally, for you who are
these subjects that confront each other?
M.
F.: This is a hypothesis, I would say: everyone to everybody.
/…/ We all fight against everybody. And there is always something inside us
that fights against something else inside us.
J.-A.
M.: /…/ but at the end, the individuals are the first
and last element?
M.
F.: Yes, individuals, and even less than individuals.
J.-A.
M.: Less than individuals?
M. F.: Why not?[xvii]
We have to stress
two things: that Foucault insists on the subject to be the position that is
attributed to a certain standpoint only subsequently and is not its origin, and
secondly, this furthermore makes it possible to speak about a unit smaller than
an individual. What is less than the individual, i.e. a human, are – if we
borrow a similar situation in Bakhtin – the intertwining discourses
(ideologies) that build one’s consciousness as internal dialogue. We have to
bear in mind the heteroglossia that intervenes with the heteronomous
consciousness of an individual and stratifies it.[xviii]
The consciousness is a multiplicity of refractions of discourses with other
discourses. In Bakhtin the heteroglotic character of one utterance becomes most
explicit in polyphonic novel – a similar situation we find also in Foucault -
when one oeuvre is governed by one or many positivities.[xix]
The borders between the positivities coincide in this case with the problems of
the internal borders between speech genres inside one (composite) utterance in
Bakhtin.
Let us only mention the theme of carnival,
the central theme in Bakhtin’s works, that is also very important in Foucault’s
Discipline and Punish.
Bakhtin’s dialogue partially corresponds
with Foucault’s struggle - the military strategic confrontation. We will
consider this distinction more closely later on, but however it can not be
determined on the level of terminology. Bakhtin’s dialogue is a field of
furious combat and confrontations.
We can compare Foucault’s discourse, or
more precisely positivities, with Bakhtin’s voices, languages, ideologies and,
the theoretically most elaborate concept of speech genres, i.e. groups of
utterances. The whole of all utterances is for Bakhtin the speech communication
in the form of a dialogue, whereas in Foucault we speak of the archive. Even
the terminological trespasses across the (theoretically less important)
borderline between the discursive and the (quasi)non-discursive are in both
authors marked with the terminological change: Bakhtin uses the term
“chronotope” for the not only discoursive speech genre, whereas Foucault uses
the word “dispositive” meaning a heterogeneous unity of discourses and institutions.
However, the most important resemblance,
the one that provoked our comparison, is the fact that the theories of both
authors enable the description of the field of discursive relations without
reducing it to a homogenous systematic of a system (langue) or to the creative
subject. Foucault and Bakhtin are exceptional authors because they trespass the
limitations of the deconstruction and they inaugurate the domain of
heteroglossia, where it is possible to describe literally an infinite number of
specific and unique discursive formations. The two philosophical aspects by
insisting on the surface or the exteriority of discourse enable the view into
the specificity of singular discursive practices that were till now
theoretically unnoticed. Where the deconstruction sees two exclusive
possibilities that are through their opposition translatable to each other,
there the so called New Historicist view sees a multiplicity of non-reducible
discursive practices, the variety of existence that obstinately declines the
totalizing formalisation, although it can not be understood outside the horizon
of semiotic anymore. We could say that in both authors the systematic of their
theories alone (especially from the point of view of taxonomy, that is more
elaborate in Foucault) does not reach the importance of their opening of
completely new horizons in humanities.
Both methodologies, Bakhtin’s and
Foucault’s, are of course universal. In Bakhtin this can be seen in the
application of the dialogic approach to the problem of historical grammar (in Marxism
and the Philosophy of Language, Third Part). It is evident also from
Bakhtin’s last treaties, e.g. Toward a Methodology for the Human Sciences[xx]
where he develops his own hermeneutics. Understanding is actually the integration
of the understood into the contexts of the one that understands and who is open
for the future. The theme of the integration into one’s own context could also
represent one of the legitimate understandings of Foucault’s problematic of the
relation between the critical and the descriptive moment of the archaeology,
let us remember how the book Discipline and Punish in its conclusion
reaches beyond the level of knowledge and transgresses the border of political
recruiting. The approach we are proposing is beyond the scientific objectivity
of a closed system of truth. The truth is just a strategic weapon on the
carnival marketplace of history.
Even more significant than to show the
similarities is to point at the differences between Bakhtin’s and Foucault’s
thought. In the book The New Historicism, a collection of treatises on
the most recent methodological movement in contemporary humanities, edited by
Harold Aram Veeser, we find an interesting paper by John D. Schaeffer The
Use and Misuse of Gianbattista Vico: Rhetoric, Orality and Theories of
Discourse,[xxi] which
establishes that Foucault’s treatises are following the spirit of the
Enlightenment in being limited to the profane dimension of discourse, in contrast
to Vico’s thought that recognises also religious components. Foucault does not
consider the religious type of relations.
Foucault’s works do indeed possess the
Enlightenment’s spirit of Freedom, like the author himself accurately states in
his paper What is Enlightenment? (Was ist Aufklärung?) This
circumstance has important consequences. For him the statement is an event (in
contrast to Bakhtin’s personalistic act). Foucault is interested in relations
between events, for model of which he takes the war, combat, strategies (in
contrast to Bakhtin’s dialogue).[xxii]
What are the drives behind the struggle in the field of power-knowledge, we
shouldn’t ask, says Foucault. However, because of the lack of the origin, the
subject or the basis of all the regular differentiations, there arises a
problem. The whole of the archive can not be described especially from the
viewpoint of methodological coherence, that is, it must not be totally
described because in the opposite case, if the archive description would be
unlimited, we would return to the structural level of history of ideas, says
Foucault.[xxiii] Of
course it is obvious that the archive can not be described in its totality, but
we have to add that the categorical restrain in doing so moves the emphasis
from the upper parts (universal laws) of the scientific pyramid to its lower
parts (variety of events). However, such straightforward prohibition appears as
a rather arbitrary act and, as we will see, it is in accordance with Foucault’s
ludistic attitude. Most certainly we don’t want to deny the importance of the
turn of negative criticism into a positive one[xxiv]
(that specifies the singularity of events), even though it seams that we can
find the playfulness of freedom behind the whole project and therefore it can
hardly be understood outside the usual scheme of the subject and the structure.
Bakhtin’s thought is, in contrast to
Foucault’s, a personalistic one. An utterance is an act (and not an event that
is a given), an individual intervention into the reality of speech
communication, although this does not mean the return to the subject. Instead,
Bakhtin proceeds from the phenomenological analysis of the relation of the self
and the other; see Author and Hero in Aesthetic Activity.[xxv]
Bakhtin describes two independent and mutually irreducible modes of existence –
I and Other. Between them there is the so-called relation of “extra-location”
(vnenahodimost). Let’s look at one example: an “I” can not perceive its own
external appearance, which of course does not mean that we can not discursively
think ourselves as a part of the outside world, it is only that we can not experience
ourselves in our external appearance. We can not approach ourselves through an
“emotional-volitional reaction”, we can not decide on our beauty or ugliness.
All my emotional reactions to myself are taken from the reactions of others to
myself. This phenomenological analysis of two existential modes is the
foundation of heteronomous human consciousness as a series of internalised
foreign utterances, other people’s ideologies. It is also the theoretical basis
for the concept of dialogism, since in its core there is extra-location as the
constitutive relation.
In Bakhtin’s fragment Towards the
Philosophical Bases of the Human Sciences (1940-43) that was later
developed into his last text Toward a Methodology for the Human Sciences
we find a dichotomy between the reification process in the practical interest
and the other extreme: “[…] thought of God in the presence of God, a dialogue,
petition, prayer. Necessity of free self-exposure of the personality.” Here we
find the concept of dialogue that implicates two consciousnesses that are
radically non-fused. Their relationship tends to affirm the other as the
absolute other. The dialogue is founded in the extra-location if the I toward
the other, and is an ethical and hermeneutic feature. Bakhtin’s thought is
through the absoluteness of the other therefore close to the mystical
tradition. In the core of mysticism there is a thought that opens up to the
transcendental which could never be adequately described or named. All what is
left are cognitive attempts to grasp the transcendental, which not being
accessible to logic opens up through play, imagery, symbols, and particularly
in Bakhtin’s case through dialogue as an ethical and hermeneutic task driven to
the pitch of religious experience. (See Vaupotič The
Philosophy of Mikhail
Bakhtin.)
Foucault's relation to hermeneutics is
problematic, particularly because he rejects it – having in mind especially the
Dilthean type. Nevertheless, he inaugurates the limited character of the
archaeological analysis - which opens, as we have shown, the spatial
development of the field of problems (which has been in the horizon of
traditional history squeezed into a line) -, with an arbitrary hypothesis about
an interdiscursive configuration or group, and continues with the hermeneutical
circle of verifications and revisions of the premises thus bringing us closer
to greater certainty. The hermeneutical attitude is evident in the opening of
possible understandings and in systematically revising them.
Michel Foucault somewhere mentions his
direct predecessor at the Collège de France Jean Hyppolit. In Foucault’s
works we can, considering Jean Hyppolit’s project, talk about the opening of
the Hegelian metaphysical structure through the rejecting of totality and
through the shift of interest towards the particular,[xxvi] however Bakhtin’s solution seams more appropriate,
since it explicitly deals with the relationship of the researcher to the
transcendent reality of discourse, which is afterwards being described. This
reality can not be constructed through loosening and destroying the Hegelian
metaphysical structure because everything there is is always already caught in
the development of the Idea. In the case of Bakhtin’s - and also of Foucault’s
- opening of the non-regularity of the experience, the relation to the
transcendent according to the mystical scheme appears to be more relevant,
although the transcendent is only attainable through the crevices in the
homogenous patches of positivities.
The differences between Bakhtin’s and
Foucault’s theory can be gathered in the religious and ethical obligation of
the dialogical model of hermeneutics on one hand and the aggressive ludistic
image of Nietzscheian struggle on the other. Interesting are some examples from
the discussion between Jacques-Allain Miller and Foucault about the problem of
the subject:
J.-A. M.:
You are once again looking for the source, this time the quilty one is
Tertulian …
M.
F.: I do this for fun.
J.-A. M.: Of
course, you will say: this is more complex, there are many heterogeneous
levels, movements upwards and downwards. I am being serious, this quest for the
point of beginning, this sickness of speech, do you …
M. F.: I
say this fictionally, for fun, stories.[xxvii]
On one side we
have Bakhtin the mystic, on the other Foucault, the modern joker who
blasphemically combines philosophy with the vulgarity of the anarchistic
struggle for domination.
The New Historicism that is to a large
extent founded in theories of Michel Foucault and also, though less explicitly,
in works of Mikhail Bakhtin, was born from a double tension – the crisis of
deconstruction and the tendency to research the data from the point of view of
their historical singularity. However, traditional history that was refused by
formalisms and different forms of structuralism, can not defy the insights of
deconstruction, which would be necessary if we want to have a method that
succeeds deconstruction. For New Historicism the most important is the finding
of the theoretical apparatus that reveals specific socio-historically singular
discursive fields. Thereby, the monologism of the unifying structuralist
approach, that is looking for the more or less non-problematic unity of langue
behind the surface of discourse, is overcome. New Historicism, methodologically
a so called philosophical aspect,[xxviii]
opens the specificity of events, but only as far as they constitute archaeological
territories – the actually existent, always limited social discourses. This
limitation is not so much a theoretical condition as it is an existential mode
of the human being that opens to the outside, be that a text, the world, other
people or whatever. New Historicism reveals the reality of phenomena as they
open to our intuition, that is, as we communicate with them. A theoretically
informed examination of particular events (Foucault) or actions (Bakhtin) is
thus once again possible.
The fil rouge of our paper could be
the expression “to historicize”, which is a kind of slogan of American New
Historicists. Like most of expressions today this one appears to be pretty
awkward since the call: “Always historicize!” has been written down by
Frederick Jameson in the Marxist context. The demand for unification and
totalization is nowhere as strong as it is in science with mathematics on its
top. Historicizing can be considered a counter-practice. Every use of a
statement activates the whole of the discursive formation and also the whole of
an archive, it changes the whole reality. New Historicism tends to notice these
displacements. Bakhtin for example historicizes Rabelais’s relation to women:
through the contradictions in Rabelais’s favourable disposition towards women
and his approval of a folklore tradition where women represent the utterly
base, Bakhtin points at discursive raptures, that condition these
discontinuities. Taking into account the discourse of carnival resolves the
apparent paradox. This example at the same time shows, how world may not be
transparent at first sight. Historicizing means to be cautious and responsible
in understanding and in action. Historicizing is a value that is attained
progressively, however this does not mean a pragmatistic piling of findings,
but rather a disclosure of raptures in homogenities. Last but not least, it
means also the methodological unveiling of the singular, because in the
opposite case we would only be deconstructing the derived regularities.
Bakhtin, M. M.: Art
and Answerability: Early Philosophical Essays. Ed. Michael Holquist and
Vadim Liapunov. Trans. and notes by Vadim Liapunov. Supplement trans. by
Kenneth Brostrom. University of Texas Press, Austin, 1990.
Bakhtin, M. M.: The
Dialogic Imagination: Four Essays. Ed. Michael Holquist. Trans. Caryl
Emerson and Michael Holquist. University of Texas Press, Austin, 1981.
Bahtin, Mihail M.: Estetika in humanistične vede. SH –
Zavod za založniško dejavnost, Ljubljana 1999. (Partially corresponds with Speech Genres and Other
Late Essays and Art and Answerability.)
Bahtin, Mihail
(Vološinov, V. N.): Marksizam i
filozofija jezika. Nolit,
Beograd, 1980.
Bahtin, Mihail: Problemi poetike Dostojevskog. Nolit,
Beograd, 1967.
Bakhtin, M. M.: Speech
Genres and Other Late Essays. Trans.
Vern W. McGee. Ed. Caryl Emerson
and Michael Holquist. University of Texas Press, Austin, 1986.
Bahtin, Mihail: Stvaralaštvo Fransoa Rablea i narodna
kultura srednjega veka i renesanse. Nolit, Beograd, 1973.
Bakhtin, M. M.: Toward
a Philosophy of the Act. Trans.
Vadim Liapunov. Ed. Vadim
Liapunov and Michael Holquist. University of Texas Press, Austin, 1993.
Derrida, Jacques: Struktura znak in igra v diskurzu
humanističnih znanosti. V: Literatura 24-25 (vol. 6, 1993, letnik V), p.
63-80.
Emerson, Caryl: Bakhtin, Mikhail Mikhailovich. In: Makaryk.
Foucault, Michel: The Archaeology of Knowledge.
Trans. A. M. Sheridan Smith. Great Britain: Tavistock, 1972.
Foucault, Michel: Nadzorovanje in kaznovanje: nastanek
zapora. Ljubljana: Delavska enotnost, 1984.
Foucault, Michel (Fuko, Mišel): Predavanja: kratak
sadržaj: 1970-1982. Novi Sad: Bratstvo - Jedinstvo, 1990.
Foucault, Michel: Vednost – oblast – subjekt.
Ljubljana: Krt, 1991.
Javornik, Miha … et al. (ed.): Bakhtin
and the Humanities: Proceedings of the International Conference in Ljubljana,
October 19-21, 1995. Znanstveni
inštitut Filozofske fakultete, Ljubljana, 1997.
Kos, Janko: Anton Ocvirk in problem literarnozgodovinske
metode. Razprave / Slovenska akademija znanosti in umetnosti, Razred za
filološke in literarne vede / Academia scientiarum et artium Slovenica, Classis
II, Philologia et litterae. - Ljubljana : SAZU, XII, (1989), p. 71-87.
Kos, Janko: Uvod v
metodologijo literarne vede. In: Primerjalna književnost, 11 (1988), 1, p.
1-17.
Makaryk, Irena Rima
(ed.): Encyclopedia of contemporary
literary theory: Approaches, Scholars, Terms. University of Toronto Press,
Toronto …, 1993.
Matijašević, Radovan: Bahtinova teorija govora. In: Bahtin,
Mihail (Vološinov, V. N.): Marksizam i filozofija jezika, p. IX-XL.
Pogačnik, Aleš (ed.): Sodobna literarna teorija: zbornik.
Ljubljana: Krtina, 1995.
Schaeffer, John D.: The
Use and Misuse of Gianbattista Vico: Rhetoric, Orality and Theories of
Discourse. In: Veeser: The New Historicism, p. 89-101.
Škulj, Jola: Poststrukturalizem in Bahtinov pojem
dialogizma. In: Primerjalna
književnost, 16 (1993), 1, p. 16-27.
Vaupotič, Aleš: Hard
Times Charlesa Dickensa in Mihail Bahtin. http://www.ff.uni-lj.si/www/diplomske_naloge/vaupotic_ales_b/default.htm
Vaupotič, Aleš: Novi
historizem, Michel Foucault in Mihail Bahtin. www.geocities.com/kino_log/novihistorizem.htm
Vaupotič, Aleš: Philosophy of Mikhail Bakhtin: The
concept of dialogism and mystical thought. In: Logos, 1. 2 (Fall 2001). URL:
http://www.kud-logos.si
Veeser, Harold Aram (ed.): The New Historicism. New
York, London: Routledge, 1989.
Veeser, Harold Aram (ed.): The New Historicism Reader.
New York, London: Routledge, 1994.
[i] Foucault:
Vednost – oblast – subjekt, 44.
[ii] Same, 43.
[iii] Same, 47.
[iv] Foucault:
The Archaeology of Knowledge, 166.
[v] Same,
165.
[vi] (Chapters
and subchapters in The Archaeology of Knowledge.)
[vii] In
Bakhtin: The Dialogical Imagination.
[viii] The
Archaeology of Knowledge, IV/4/2/(a), see also (b)-(e).
[ix] See same, 24.
[x] Bakhtin: Marksizam i filozofija jezika,
45.
[xi] Bakhtin: The Problem of the Text in Linguistics,
Philology, and the Human Sciences in Bakhtin: Speech Genres and Other Late
Essays.
[xii] Marksizam i filozofija jezika, 30.
[xiii] The
Archaeology of Knowledge, 103.
[xiv] Vednost
– oblast – subjekt, 19.
[xv] The
Archaeology of Knowledge, 131.
[xvi] In Speech Genres and Other Late Essays.
[xvii] Vednost
– oblast – subjekt, 86-7.
[xviii] Marksizam i filozofija jezika.
[xix] The Archaeology of Knowledge, 139.
[xx] Speech Genres and Other Late Essays.
[xxi] In The New Historicism, 89-101.
[xxii] Foucault: Predavanja, 1975/76.
[xxiii] The Archaeology of Knowledge, IV/4/1.
[xxiv] See Foucault: What is Enlightenment? in
Vednost – oblast – subjekt.
[xxv] Bakhtin: Art and Answerability.
[xxvi] Vednost
– oblast – subjekt, 25.
[xxvii] Same, 91.
[xxviii] See Kos: Uvod v metodologijo literarne vede.